Risk and compliance
This section allows you to access various documents to meet your annual regulatory requirements, as well as detailing our business practices. AMP Capital is a majority owned subsidiary of AMP Limited. For further information on corporate governance which applies to the parent company - AMP Limited, please visit www.amp.com.au
Risk management statements
On an annual basis, you will be required to provide a copy of your investment manager's derivative risk statement. This section contains the updated risk management statements across our product range. If you are unsure about which risk management statement applies to your investment, please contact our Client Services team here.
Derivatives Risk Statement - 2011 (PDF - 209Kb)
Policies in place for the use and control of derivatives and compliance procedures
Derivatives Risk Statement Part B Audit Opinion - 6 March, 2012 (PDF - 104Kb)
Part B - Ernst & Young’s independent Audit Report of the Derivatives Risk Statement
Investment Manager's Certificate - 6 March, 2012 (PDF - 38Kb)
AMP Group policies
This section contains policy that applies to the management of the AMP Limited and all its underlying business units.
AMP Limited Market Disclosure Policy
AMP revised its Market Disclosure Policy in February 2008, ensuring it remains at best practice disclosure levels in the markets in which it operates
AMP Limited Employee Code of Conduct
AMP Limited Environment Policy
AMP Limited Risk Management Policy
Whistleblowing
As part of AMP's corporate governance practices and drive to maintain an open and honest culture, a 'whistleblowing' policy was developed to support and protect employees who raise an alert on an internal problem. This policy outlines ways employees can raise an issue if they are not comfortable about talking to their manager, HR manager or fraud risk manager in the first instance. The policy applies to all directors and employees of AMP, as well as contractors who supply goods or services to AMP. A Whistleblowing disclosure can be made by sending an email to concern@amp.com.au or by leaving a voicemail message on 02 9257 3114.
